Services

Compliance Consulting

Regulatory Compliance Advisory
We support financial institutions, regulated businesses and professionals in implementing, auditing and optimizing their compliance frameworks.

• Complete audit of existing compliance framework
• Implementation or overhaul of AML-CFT program
• Drafting of compliance policies, procedures and manuals
• Support during regulatory inspections (DFSA, CBUAE, CSSF)
• Outsourced Compliance Officer (CCO as a Service)
• Regulatory risk management advisory

KYC Remediation

KYC Remediation & Due Diligence
KYC remediation is at the core of our expertise. We intervene on non-compliant client portfolios to bring them up to FATF and ACAMS standards.

• Review and remediation of existing KYC files
• Update of client onboarding procedures
• Sanctions screening, PEP and blacklist checks
• Enhanced Due Diligence (EDD) for high-risk clients
• Implementation of transaction monitoring tools

LegalTrack

LegalTrack — Regulatory Watch
Regulation evolves constantly. Our LegalTrack service keeps you ahead of regulatory changes that impact your business.

• Personalized monthly regulatory watch
• Impact analysis of new regulations on your business
• Drafting of legal and regulatory briefings
• Document support

Target: Any organization seeking to anticipate regulatory changes

Outsource your Compliance Officer

Compliance Officer externalisé / Outsource Your Compliance Officer
You don't have the resources for a full-time compliance officer? We provide you with an experienced CCO, available according to your needs.

• Full management of the compliance function
• Interface with regulators on your behalf
• Compliance reporting and risk committees
• Available part-time or on specific missions